Our Services

Take a look below at how We can help your business

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Capital Markets & Investor Relations Advisory

    • Providing an Independent perspective:

    Companies with independent view on equity capital markets (including share price performance) and M&A transactions is underpinned by extensive client and transactional experience accumulated over a period of 35 years.

    • Highly focused approach.

    Providing clients with a “hands on” approach enables them to benefit from having a highly experienced operator on a flexible basis.

    • Optimising investment propositions and processes.

    Bringing genuine enthusiasm, energy and creativity to the marketing of investment propositions (capital raising and M&A) is a key differentiator for clients and perspective clients.

    • Helping clients navigate the UK regulatory regime.

    Addressing the UK regulatory environment (Listing Rules, AIM and Takeover Code) for public market transactions (ECM and M&A) is also a core offering.

  • Some specific areas of support include the following:

    • Equity capital markets transactions

      • IPO’s

      • Follow capital raises

      • Sell downs/block trades

    • Supporting Investor relations strategy/Capital Markets Day (CMD) events

    • Private capital financings

    • M&A origination & execution

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Acting as Non-Executive Director

    • Providing an Experts Opinion for civil cases, disputes and arbitration. This includes providing reports and views as set as required by the Civil Procedure Rules (Part 35).

    • Extensive experience as a UK corporate broker/ECM/M&A provides a creditable basis to act as expert witness (i.e. market practitioner view) in relevant cases and disputes.

    Potential areas for Expert Witness Opinion includes the following:

    • Regulatory disclosure requirements (including Continuing Obligations for UK Listing and AIM rules

    • Financial Services and Market Act 2000/ MAR requirements and market practice

    • Nominated Advisor (NOMAD) obligations and best practice

    • Assessment of systems and controls required to discharge regulatory obligations

    • Valuation implications of M&A transaction disclosures

    • Opining on the nature and form of company announcements (examples below) and expected equity market reaction (i.e.share price reaction)

      • Company specific announcement events:

      • Material revisions to earnings guidance (and other key operating metrics)

      • Changes in executive management/board,

      • Major client/contract wins/losses

      • Restatement of accounts

      • Operational issues

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Expert Witness opinion

  • Advising boards on a broad range of of issues which include:

    • Corporate strategy (including M&A)

    • Board succession

    • Shareholder activism

    • Remuneration issues

    • Accessing new capital

    • Solvency issues

    • Fiduciary and regulatory requirements.

Want to know more?

Check out our transactions and case studies

CMD Case Study
Selection of Transactions

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